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Event Details

Overview

At PIMFA’s recent V Fest, Megan Butler, the FCA’s Executive Director of Supervision, reminded PIMFA member firms of the regulator’s expectation to act with integrity, prevent financial crime and market abuse. But what does that mean in practice? In this FREE one hour, interactive webinar with Julie Pardy, Director of Regulation & Market Engagement, Worksmart, we role-play and discuss several ‘what if’ conduct scenarios to help PIMFA member firms avoid conduct risk breaches now and in the future.

What will be discussed?

In particular, we will closely look at:

• Recent FCA fines, ‘Dear CEO letters’ and speeches from the regulator
• How decisions, judgments and actions senior managers take through this crisis can withstand scrutiny after the crisis
• The tell-tail signs of employee misconduct
• Methods and approaches to reduce misconduct.

Got a Question?

There will, as usual, be an opportunity to ask live questions during the webinar.

Speakers

Julie Pardy
Director of Regulation & Market Engagement
Worksmart

Booking and Registration Information

If you are a PIMFA member please ensure you have logged in to register for this webinar, podcast or event and receive your discount. If you are unsure of your login details you can request a new password via our website or email us to reset it for you. If you are unsure whether you belong to a PIMFA member firm please register for an account or email us and we will confirm this for you. You can still register for our webinars, events and podcasts as a non-member (charges apply in some instances). Requests may take up to 48 hours to process.

Tickets

Details

Date:
15th July
Time:
15:00 - 15:45
Cost:
Free
Event Categories:
, ,

Organiser

PIMFA
Phone:
0207 448 7100
Email:
events@pimfa.co.uk

Venue

Zoom Webinar