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Event Details

Overview

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You’re invited to join Duff & Phelps for a breakfast seminar where we will address the specific issues confronting LLPs when implementing the Senior Managers and Certification Regime (SM&CR) which will apply to solo regulated firms from 9 December 2019.

We are delighted to be joined by keynote speaker, Peter Ewing of the Financial Conduct Authority, and guest speaker, Nick Colston, Partner, Simmons and Simmons.

Topics include:

• The Financial Conduct Authority’s expectations on how SM&CR will apply to LLPs

• The legal challenges presented by SM&CR facing LLPs and their members

• How SM&CR impacts the tax status of the LLP’s members

• Practical application of SM&CR relating to Corporate Members

Find below the agenda and details of the speakers. 

Please note, we are unable to accept registrations from journalists.

Agenda

08:30:          Registration and Breakfast

09:00:          Welcome and Seminar

10:30:          Seminar End

Speakers

Chair - Andrew Lowin
Technical Director, Compliance and Regulatory Consulting
Duff & Phelps
Marie Barber
Managing Director, Compliance and Regulatory Consulting
Duff & Phelps
Nick Colston
Partner
Simmons and Simmons
Peter Ewing
Technical Specialist, Conduct and Culture Supervision
The Financial Conduct Authority
Mark Turner
Managing Director, Compliance and Regulatory Consulting
Duff & Phelps

Details

Date:
26th February
Time:
08:30 - 10:30
Event Categories:
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Website:
https://learn.duffandphelps.com/implementingsmandcr

Venue

Grocer’s Hall
Princes Street
London, EC2R 8AD United Kingdom
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