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You’re invited to join Duff & Phelps for a breakfast seminar where we will address the specific issues confronting LLPs when implementing the Senior Managers and Certification Regime (SM&CR) which will apply to solo regulated firms from 9 December 2019.

We are delighted to be joined by keynote speaker, Peter Ewing of the Financial Conduct Authority, and guest speaker, Nick Colston, Partner, Simmons and Simmons.

Topics include:

• The Financial Conduct Authority’s expectations on how SM&CR will apply to LLPs

• The legal challenges presented by SM&CR facing LLPs and their members

• How SM&CR impacts the tax status of the LLP’s members

• Practical application of SM&CR relating to Corporate Members

Find below the agenda and details of the speakers. 

Please note, we are unable to accept registrations from journalists.

08:30:          Registration and Breakfast

09:00:          Welcome and Seminar

10:30:          Seminar End

Chair - Andrew Lowin
Technical Director, Compliance and Regulatory Consulting
Duff & Phelps
Marie Barber
Managing Director, Compliance and Regulatory Consulting
Duff & Phelps
Nick Colston
Partner
Simmons and Simmons
Peter Ewing
Technical Specialist, Conduct and Culture Supervision
The Financial Conduct Authority
Mark Turner
Managing Director, Compliance and Regulatory Consulting
Duff & Phelps

Booking and Registration Information

If you are a PIMFA member please ensure you have logged in to register for this webinar, podcast or event and receive your discount. If you are unsure of your login details you can request a new password via our website or email us to reset it for you. If you are unsure whether you belong to a PIMFA member firm please register for an account or email us and we will confirm this for you. You can still register for our webinars, events and podcasts as a non-member (charges apply in some instances). Requests may take up to 48 hours to process.

Details

Date:
26th February 2019
Time:
08:30 - 10:30
Event Categories:
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Website:
https://learn.duffandphelps.com/implementingsmandcr
Contact Email

Venue

Grocer’s Hall
Princes Street
London, EC2R 8AD United Kingdom
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