Loading Events
  • This event has passed.
Event Details


Another year passes and more regulations have been added to the agenda.

With the introduction of the Senior Managers and Certification Regime (SMCR), it’s now personal as individuals must take responsibility for the firm’s actions. Add to this the mass uncertainty surrounding the word people fear to mention (‘Brexit’), there is no respite for the UK wealth management industry.

Continuing the theme from previous years, Compeer will be running a series of interviews with senior Compliance professionals in the industry to understand how the firms are coping, what major changes they have implemented and where do they see the industry going forward? SMCR and Brexit will be hot topics within the interviews along with other key themes such as RegTech.

We will be delighted to share the findings at our next Compliance conference and invite you to join us. Also hear the views from a selection of guest speakers with expertise in these areas.

There is no charge for this seminar for representatives of wealth management firms and private banks. A charge of £250 + VAT per ticket applies for service providers.

CPD certificates will be issued shortly after the seminar

Booking and Registration Information

If you are a PIMFA member please ensure you have logged in to register for this webinar, podcast or event and receive your discount. If you are unsure of your login details you can request a new password via our website or email us to reset it for you. If you are unsure whether you belong to a PIMFA member firm please register for an account or email us and we will confirm this for you. You can still register for our webinars, events and podcasts as a non-member (charges apply in some instances). Requests may take up to 48 hours to process.


3rd March
08:15 - 13:00
Event Category: