PIMFA
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Introducing and implementing new regulation is now an inevitable element of the UK wealth management compliance department. However, recent Compeer research found that firms perceived the pace of regulatory change to have increased in 2016 compared to 2015. With this in mind, how do they prepare for the inevitable requirement of regulation? For this year’s compliance conference, Compeer will look at the preparation process and implementation of ongoing regulatory projects such as MiFID II, GDPR and the Senior Managers’ Regime. Have they been able to optimise their approach to the next challenge, and have there been any lesson learnt? We will be conducting interviews with senior level compliance staff, presenting the results of the research on Thursday 8th February 2018. There is no charge for this seminar for representatives of wealth management firms and private banks. A charge of £250 + VAT per ticket applies for service providers. CPD certificates will be issued shortly after the seminar.
08:00 – 09:00 Registration and Breakfast
09:00 – 09:05 Introduction: Master of Ceremonies (Marvin Martin, Advanced)
09:05 – 09:20 Ben Richmond, International Regtech Association
09:20 – 09:40 Sarah Hyams, Compeer – Research Results
09:40 – 10:00 Andrew Watson, JHC – Response to research results
10:00 – 10:30 Ian Cornwall, PIMFA
10:30 – 11:00 Networking Break
11:00 – 11:15 Johnny Beloe, Wealth Dynamix
11:15 – 11:35 Peter Smith, TISA
11:35 – 12:15 Nick Miller, FCA
12:15 – 12:20 Summary: Master of Ceremonies (Marvin Martin, Advanced)
12:20 – 13:00 Networking, drinks and canapés
