Regulatory Board Sub-Committee

The Regulatory Committee advises on all regulatory matters of significance to the PIMFA membership by reviewing proposals from regulatory bodies and government initiatives. The Committee responds to a range of consultation papers and considers issues raised by member firms, particularly with respect to the application and interpretation of regulatory rules.

Please Contact Heidi Bryant for more information on any of our groups

Richard Bernstein (Chairman)
JM Finn

Paul Saville
2plan Wealth Management Ltd

Emma Browning
Atomos

Karen Goodman
AJ Bell Business Solutions Ltd

Ben Blackett‑Ord​
Bovill Ltd

Charlotte McGuckin
Brooks MacDonald Investment Management

Duncan Taylor
Canaccord Genuity Wealth Management

Rebecca Fifield
City Asset Management Plc

Julian Connelly
Close Brothers

Amanda Brown
Coutts & Co.

Brian Hunter
Davy Group

Laurence Kehoe
Evelyn Partners

Tim Gray
Halifax

Selina Gale
Handelsbanken Wealth & Asset Management

Jess De Alwis
Hawksmoor Investment Management Ltd

Clive Cunningham
Herbert Smith Freehills LLP

 

Melanie Lawal
Investec Wealth & Inv. Ltd

Hardeep Chana
Killik & Co. LLP

Katy Karpasitis
LGT Wealth Management UK LLP

Lavanya Menon
Lloyds Banking Group

Lisa Hamer
Murray Asset Management Ltd

Julie Hepworth
Perspective Financial Group Limited

Philip Thomas / Lewis Harvey
Quilter Cheviot

Sarah Owen Jones
Rathbones Group Plc

Mark de Ste Croix
Raymond James Inv. Services Ltd

Graham Smith
Redmayne Bentley

Louise Stanway
Ruffer LLP

James Hiett
Walker Crips Investment Management

Richard Swain
WH Ireland

Alexandra Roberts / David Ostojitsch (PIMFA liaison)
PIMFA

Heidi Bryant (Administrator)
PIMFA