Compliance Group

The members of the Compliance Group are the Directors or Heads of Compliance of various financial advice firms, meeting five times a year to discuss regulatory issues and other topics and matters relating to the regulatory environment that may affect member firms. The Group discusses concerns and practical issues members may have experienced and ensures they are kept informed of any developments. The Group also provides a steer in relation to any relevant consultation response and direction in relation to lobbying activities with the FCA or the government.

Paul Savill
2 plan

Mark Hall
Becket Invest

Carol Smith / Tim Schofield 
Charles Stanley

Ian Beardow
Courtney Havers

Danby Bloch
Helm Godfrey

Patrick Stirling / James Dell
Intrinsic Financial Planning Ltd

Robert Cameron
Protection and Invest.

Ian Ormrod
Prudential

Carl Wallis
Seasame Bankhal

Gary Kershaw
Simplybiz

Len Clark
Smith & Williamson

Caroline Bradley / Simon Thomas
Tenet

Ian Cornwall / Alexandra Roberts / Des Fitzgerald / Giulia Lupato
PIMFA

Heidi Bryant 
(PIMFA Administrator)