Compliance Group

The members of the Compliance Group are the Directors or Heads of Compliance of various financial advice firms, meeting five times a year to discuss regulatory issues and other topics and matters relating to the regulatory environment that may affect member firms. The Group discusses concerns and practical issues members may have experienced and ensures they are kept informed of any developments. The Group also provides a steer in relation to any relevant consultation response and direction in relation to lobbying activities with the FCA or the government.

Paul Savill
2 plan

Mark Hall
Becket Invest

Carol Smith / Tim Schofield 
Charles Stanley

Ian Beardow
Courtney Havers

Danby Bloch
Helm Godfrey

Fasa Riamah / James Dell
Intrinsic Financial Planning Ltd

Tamson Martin
JM Finn & Co.

Robert Cameron
Protection and Invest.

Nick Scarrett
Sanlam

Carl Wallis
Seasame Bankhal

Hugo Watson-Brown
Smith & Williamson

Caroline Bradley / Simon Thomas
Tenet

Jaskiran Sandhu / Adele Horrocks
WH Ireland

Ian Cornwall / Alexandra Roberts / Des Fitzgerald 
PIMFA

Heidi Bryant 
(PIMFA Administrator)