PIMFA
- This event has passed.
Registration is now open for PIMFA Compliance Conference taking place on 29th June 2017 at the offices of Herbert Smith Freehills, London.
This full day conference will bring together a high-level audience to engage with the leading industry experts and discuss key issues shaping the compliance in the investment management and financial advice world.
What you can expect:
- 120 senior level attendees
- 8 hours dedicated networking
- 5 hours of CPD
- Content designed driven by PIMFA Regulatory Board Sub-Committee
Topics include:
- Nick Miller, the new Head of Investment Management Supervision, speaking on
“Current issues in Wealth Management Regulation”
- An Ombudsman from Financial Ombudsman Service – Current trends within our sector and feedback on complaints handling
- Senior Managers Regime – including interaction with Employment law
- PRIIPs – walk through a KIID what is the derivation of the content?
- Money Laundering Steering Group’s – review of new Guidance
- MiFIDII update
John Barrass
Deputy Chief Executive
PIMFA
Ian Cornwall
Director of Regulation
PIMFA
Clive Cunningham
Partner
Financial Services Regulation
Hywel Jenkins
Partner
Herbert Smith Freehills
Nick Miller
Head of Investment Management Supervision
Financial Conduct Authority (FCA)
Caroline Mitchell
Lead Ombudsman
Financial Ombudsman Service (FOS)
Louise Stanway
Chair
Joint Money Laundering Steering Group
Sarah Thomas
Senior Associate Financial Services Regulation
Herbert Smith Freehills
Christine Young
Partner Employment Law
Herbert Smith Freehills
Booking and Registration Information
If you are a PIMFA member please ensure you have logged in to register for this webinar, podcast or event and receive your discount. If you are unsure of your login details you can request a new password via our website or email us to reset it for you.
If you are unsure whether you belong to a PIMFA member firm please register for an account or email us and we will confirm this for you.
You can still register for our webinars, events and podcasts as a non-member (charges apply in some instances).
Requests may take up to 48 hours to process.
